SarbanesOxleyFocus.com

1. Loss of business continuity/going-concern problem. Inadvertent or deliberate corruption of EDI-related applications could a. ect every EDI transaction entered into by an organization, impacting customer satisfaction, supplier relations, and possibly business continuity eventually.
2. Loss of confidentiality of sensitive information. Sensitive information may be accidentally or deliberately divulged on the network or in the mailbox […]

Popularity: 42% [?]

This form summarizes the nature and timing of the involvement of the company’s principal executive officer and its principal financial officer in the company’s process for assessing internal control effectiveness.
Project Planning
1. Review the composition of the project team and satisfy yourself that
a. The team as a whole has the skills to perform the work competently.
b. […]

Popularity: 22% [?]

Chief Audit Executives (CAEs) can use this checklist to examine their IT control framework to ensure the organization has addressed all control elements. The checklist can help the CAE understand the issues and plan for full internal audit coverage of the control areas.
Download
Popularity: 23% [?]

Popularity: 23% [?]

Financial Literacy
All members of the committee are “financially literate.” If not, lack of literacy is due to recent appointment to the committee, and appropriate steps are planned and underway to develop literacy.
Financial Expertise
At least one member has accounting or related financial management expertise.
The board has determined whether at least one committee member meets […]

Popularity: 16% [?]

Keep track of employee turnover in your organization with a customizable checklist. Turnover is a fact of life in the corporate environment. Keeping tabs on the flow can be simplified with a tools designed for that purpose. The TechRepublic Employee Separation Checklist, available in this free download, can help your help desk track the constant […]

Popularity: 13% [?]