Some of direct or indirect benefits of ITIL/ITSM for Sarbanes Oxley (SOX) 404:
1. Sarbanes Oxley Act or SEC give no clear guidance for IT, so most of the CIO will enable the IT Infrastructure Library (ITIL), to ensure that their processes for supporting financial data are sound.
2. Sarbanes Oxley Act is about assessing risk. While risk assessment is an element of ITIL, it isn’t the framework’s primary focus.
3. The Sarbanes-Oxley Act requires only that companies establish controls over the systems relating directly to financial reporting. ITIL, Cobit and other frameworks for IT help companies put in place general controls for IT a good thing to have, but much broader than the narrow scope required by law. (more…)
Popularity: 31% [?]
Download Free Legal Checklist for IT Service Provider. This checklist could be used for Law, Legal and Compliance requirements related with the IT Service Provider
1. Incorporation/Partnership Documents
2. Financial Documents
3. Financing Documents
4. Process for Handling Customer Contracts
5. Process for Handling Vendor/Supplies Contracts
6. Legal Terms and Condition
- Standard Forms
- Service Levels
- Third-Party Performance/Warranties (more…)
Popularity: 42% [?]
Download Free IT Risk Mitigation Templates for Sarbanes Oxley compliances purpose or others related Regulatory Compliance that require an IT Risk Mitigation, this template is created using NIST-SP 800:30 standard for Risk Management Guide for Information Technology Systems. Including Prioritize Actions, Evaluate Recommended Control Options, Conduct Cost-Benefit Analysis, (more…)
Popularity: 69% [?]
Download free IT Risk Assessment Template, this template give you simple guidance how to measure impact and likelihood for your IT Risk Management. Risk assessment is a step in a risk management process. Risk assessment is the determination of quantitative or qualitative (more…)
Popularity: 100% [?]
Segregation of Duties should be enacted properly especially in the area that having a high risk level. Below sample of the SOD Matrix template that can be used to make your own segregation of duties matrix. Some of the key profile that covered in this templates are: (more…)
Popularity: 74% [?]