Some of direct or indirect benefits of ITIL/ITSM for Sarbanes Oxley (SOX) 404:
1. Sarbanes Oxley Act or SEC give no clear guidance for IT, so most of the CIO will enable the IT Infrastructure Library (ITIL), to ensure that their processes for supporting financial data are sound.
2. Sarbanes Oxley Act is about assessing risk. While risk assessment is an element of ITIL, it isn’t the framework’s primary focus.
3. The Sarbanes-Oxley Act requires only that companies establish controls over the systems relating directly to financial reporting. ITIL, Cobit and other frameworks for IT help companies put in place general controls for IT a good thing to have, but much broader than the narrow scope required by law. Read the rest of this entry »
Popularity: 10% [?]
June 13th, 2010 | Posted in control, design, download | No Comments
Download Free ITIL (Information Technology and Infrastructure Library) Maturity Assessment Report Templates. This Template could be used as part of your SOX/Sarbanes Oxley Assessment for IT Readiness
This ITIL Assessment Report focusing on ITIL area such as: Service Desk, Incident Management, Problem Management, Change Management, and Service Level Management. The result of this report which contain observation and finding result explained below, such as: Read the rest of this entry »
Popularity: 11% [?]
June 13th, 2010 | Posted in framework, implementation, sarbanes oxley | No Comments
Download free Taxation Testing Control Matrix and SOD Templates.
This templates covers Major process in Taxation cycle which are:
- Verification of Income Tax
- Verification of Accuracy of Tax Calculation
- Review and Ensure the the Tax Calculation is follow the standards
Segregation of Duties between:
- Authorization
- Custody of Assets
- Recording Read the rest of this entry »
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March 2nd, 2010 | Posted in control, design, sarbanes oxley, template | No Comments
Download Free Legal Checklist for IT Service Provider. This checklist could be used for Law, Legal and Compliance requirements related with the IT Service Provider
1. Incorporation/Partnership Documents
2. Financial Documents
3. Financing Documents
4. Process for Handling Customer Contracts
5. Process for Handling Vendor/Supplies Contracts
6. Legal Terms and Condition
- Standard Forms
- Service Levels
- Third-Party Performance/Warranties Read the rest of this entry »
Popularity: 32% [?]
December 22nd, 2009 | Posted in control, download, template | No Comments
Download Free IT Risk Mitigation Templates for Sarbanes Oxley compliances purpose or others related Regulatory Compliance that require an IT Risk Mitigation, this template is created using NIST-SP 800:30 standard for Risk Management Guide for Information Technology Systems. Including Prioritize Actions, Evaluate Recommended Control Options, Conduct Cost-Benefit Analysis, Read the rest of this entry »
Popularity: 81% [?]
April 7th, 2009 | Posted in control, design, download, template | 1 Comment
